Compliance Manager
Description
Gateway Insurance Company is seeking a Compliance Manager to support regulatory and
operational compliance across its nationwide Managing General Agent (MGA) platform.
Reporting to the General Counsel, this position is responsible for ensuring adherence to
applicable state and national insurance regulations and supporting corporate governance and
regulatory oversight functions.
This role is well-suited for a highly organized, self-directed professional with demonstrated
experience in insurance regulatory compliance and the ability to operate effectively in a fully
remote environment.
Primary Responsibilities
• Manage regulatory data calls, consumer complaint responses, and correspondence with
regulatory authorities.
• Coordinate service of process and subpoena documentation with MGAs and TPAs.
• Oversee third-party vendors conducting statutorily required MGA audits to ensure
compliance with applicable laws and regulations.
• Maintain complete and accurate compliance records, including regulatory filings, training
documentation, and official communications.
• Support producer licensing and appointment tracking activities.
• Assist with regulatory examinations, corporate governance matters, and Board reporting.
• Develop, maintain, and update compliance policies and training materials.
• Identify and implement process improvements to enhance compliance efficiency and
controls.
• Serve as a liaison with state Departments of Insurance and other regulatory agencies.
• Support MGA onboarding and due diligence reviews.
• Represent the General Counsel on cross-functional projects and initiatives as assigned.
Position Highlights
• Fully remote work environment
• Competitive salary and comprehensive benefits package
• Direct reporting relationship to General Counsel
• Opportunity to contribute to regulatory strategy and corporate governance
• Professional, collaborative organizational culture
Resume Information
Qualifications
• Bachelor’s degree from an accredited four-year institution; business, finance, or
accounting preferred.
• Juris Doctor or public policy degree a plus.
• Minimum of two (2) years of insurance compliance experience; four (4) to six (6) years
preferred.
• Knowledge of Property & Casualty insurance and state insurance regulatory frameworks.
• Familiarity with NAIC standards and regulatory reporting requirements.
• Strong analytical, organizational, and problem-solving skills with exceptional attention to
detail.
• Excellent written and verbal communication skills.
• Ability to work independently with limited supervision in a remote environment.
• Proficiency in Microsoft Excel, Word, Outlook, and PowerPoint.
• Demonstrated commitment to confidentiality, professionalism, and ethical standards.
• Ability to successfully complete a background check.
To Apply, email [email protected]