As a Regulatory Compliance Specialist, you will play an integral role in the non-product regulatory compliance program for Hagerty, ensuring that Hagerty promotes an organizational culture that encourages ethical business conduct and a dedication to compliance with the law, resulting in a positive image to associates, customers, vendors, and the community. This position will ensure that sufficient internal policies and controls, reasonably capable of reducing the likelihood of improper conduct, are in place.

In this role you will collaborate with leaders across the business to provide valued strategic support. This involves building strong relationships throughout the organization and finding opportunities to educate the Company on what compliance is and why it is important to our collective success. You will be responsible for providing various forms of regulatory compliance support including legal research, regulatory change management, compliance issue resolution, complaint response, audit and market conduct exam support, and enterprise project support.

Ready to get in the driver’s seat? Join us!

What you’ll do:
Perform research on regulatory questions and issues and provide direction to applicable areas of the Business.
Provide valued and timely support to the Claims, Product, Underwriting, and Compliance teams, and other areas of the Business, as needed.
Review consumer complaints, review draft responses, research applicable requirements, and track the status of complaints to ensure complete and timely response.
Investigate and resolve compliance issues; Provide documentation and solution drafts per quality and timing requirements.
Communicate regulatory changes to applicable teams and oversee required changes to systems and processes.
Provide support on external audits and market conduct exams, delivering complete and timely responses.
Complete projects per timing and quality requirements (e.g., company-wide communications, legal charts and tables, policies and procedures, training materials).
Maintain overall general knowledge of insurance industry and Hagerty’s business operations, policies, and procedures.
Work closely with teams across the Organization on various enterprise initiatives and regulatory compliance projects, as needed and required.

This might describe you:
Proven work experience relevant to regulatory or insurance compliance.
Strong analytical, research, and organization skills.
Excellent verbal and written communication skills.
Possess a supportive and responsive manner.
Excellent ability to exercise independent judgment and the ability to work with minimal direction.
Ability to multi-task, prioritize, and work under deadlines.
Proficient at using Microsoft business products (Word, Excel, Outlook).

Over and above:
College degree or paralegal certificate.
Strong understanding of relation between insurer, agent, insured, insurance laws/regulations, licensing requirements, and structure of insurance companies.
Experience with online research websites (Westlaw and Oden) and internet searches.
Experience with relationship-building and negotiation.

Other things to note
This role can be worked from any U.S. remote location.
Familiarity with public company requirements, including Sarbanes Oxley and key regulations, if applicable. For SOX compliant roles, responsible for designing, executing, and documenting internal controls where they have been identified as owners to prevent errors in financial reporting, processes, and business operations. Including attestation to the completeness, accuracy, and compliance of all financial reporting data, where applicable.

Say hello to Hagerty
Hagerty is an automotive enthusiast brand and the world’s largest membership organization for car lovers. Along with being a best-in-class provider of specialty insurance for enthusiasts, Hagerty is also home to the Hagerty Drivers Foundation, Garage + Social, Hagerty Drivers Club, MotorsportReg and so much more. Committed to saving driving for future generations, each and every thing Hagerty does is dedicated to the love of the automobile.

Hagerty is a rapidly growing company that values a winning culture. We provide meaningful work for, and invest in, every single team member.

At Hagerty, we share the road. We are an inclusive automotive community where all are welcomed, valued and belong regardless of race, gender, age or car preference. We are united by our shared passion for driving, our commitment to preserve car culture for future generations and our desire to make a positive impact in the world.

If you reside in the following jurisdictions: Illinois, Colorado, California, Washington, New York, or Jersey City, New Jersey, British Columbia, Canada please email [email protected] for compensation, comprehensive benefits and the perks that set us apart.